Katherine Florio

Katherine Florio

Principal Counsel @ FINRA

About Katherine Florio

Katherine Florio serves as Principal Counsel at FINRA, a position she has held since 2024. Her extensive legal background includes roles at the U.S. Department of Justice, WilmerHale, and Millennium Promise, along with advanced degrees from Georgetown University and the University of North Carolina at Chapel Hill.

Work at FINRA

Katherine Florio currently serves as Principal Counsel at FINRA, a role she has held since 2024. In this position, she is based in New York, New York, and has been contributing to the organization for approximately eight months. Prior to her current role, she worked at FINRA as Counsel in the Enforcement department from 2022 to 2023, where she gained valuable experience in regulatory compliance and enforcement matters.

Education and Expertise

Katherine Florio has an extensive educational background. She earned her Doctor of Law (JD) from Georgetown University Law Center in 2014. Additionally, she holds a Master of Public Policy from Georgetown University's McCourt School of Public Policy, also obtained in 2014. Earlier, she completed her Bachelor of Arts in Political Science and International Studies at the University of North Carolina at Chapel Hill in 2006. This educational foundation supports her expertise in legal and public policy matters.

Professional Background

Katherine Florio has a diverse professional background. She began her career as a Program Coordinator at Columbia University in the City of New York, working at the Center for Global Health and Economic Development from 2006 to 2008. She then served as Special Assistant to the Chief Executive Officer at Millennium Promise from 2008 to 2010. Following this, she held various legal positions, including a role as Counsel at WilmerHale from 2014 to 2021 and as a Legal Intern at the U.S. Department of Justice in 2014.

Internship Experience

Katherine Florio has gained practical experience through several internships. In 2011, she completed a Spring Internship at the U.S. Department of the Treasury and a Summer Internship at the Office of the U.S. Trade Representative, both lasting three months. Additionally, she worked as a Summer Associate at WilmerHale in 2013 for two months. These internships provided her with insights into government operations and legal practices.

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