Katie Andrews
About Katie Andrews
Katie Andrews is the Director of Product Management at FINRA, where she has worked since 2019. She has extensive experience in the financial industry, including roles at Ceros Financial Services and Rydex Investments, and possesses expertise in trade reporting, corporate actions, and risk management.
Current Role at FINRA
Katie Andrews serves as the Director of Product Management at FINRA, a position she has held since 2019. In this role, she is responsible for overseeing product development and management initiatives that enhance the organization's offerings. Her work is based in Rockville, Maryland, where she focuses on improving customer service operations within the financial industry.
Previous Experience at FINRA
Prior to her current role, Katie Andrews held several positions at FINRA. She worked as Manager of Market Operations from 2015 to 2019, where she managed various market-related functions. Before that, she served as Manager of Corporate Actions from 2012 to 2014, focusing on corporate action processes. Her extensive experience at FINRA spans a total of seven years.
Experience at Ceros Financial Services, Inc.
Katie Andrews worked as Compliance Manager at Ceros Financial Services, Inc. from 2010 to 2012. During her tenure, she was responsible for ensuring compliance with regulatory requirements and enhancing operational efficiency within the organization. This role contributed to her understanding of the compliance landscape in the financial sector.
Background in Client Services
Before her roles at FINRA and Ceros Financial Services, Katie Andrews was employed at Rydex Investments as Client Services Manager from 2004 to 2009. In this capacity, she managed client interactions and service delivery, which helped her develop strong customer service skills relevant to the financial industry.
Education and Expertise
Katie Andrews earned her degree from The Ohio State University, where she studied from 1997 to 2001. She possesses expertise in managing trade reporting and corporate actions, along with strong skills in risk management and compliance, particularly in equities and fixed income. Her educational background and professional experience have equipped her with a solid foundation in the financial services sector.