Kavitha S.
About Kavitha S.
Kavitha S. serves as the Principal Counsel for Main Enforcement at FINRA, a position she has held since 2020. She has extensive legal experience, having previously worked at notable firms including Simpson Thacher & Bartlett LLP, Latham & Watkins, and Mishcon de Reya.
Work at FINRA
Kavitha S. has been serving as Principal Counsel in the Main Enforcement division at FINRA since 2020. In this role, she is responsible for overseeing enforcement actions and ensuring compliance with regulatory standards. Her work involves investigating potential violations of securities laws and regulations, as well as coordinating with various stakeholders to uphold market integrity. Kavitha's position at FINRA is based in Boca Raton, Florida, where she has contributed to the organization's mission of protecting investors and maintaining the integrity of the financial markets.
Previous Experience at Simpson Thacher & Bartlett LLP
Before joining FINRA, Kavitha S. worked as a Senior Litigation Associate at Simpson Thacher & Bartlett LLP from 2015 to 2020. During her five years at the firm, she focused on complex litigation matters, representing clients in high-stakes legal disputes. Her experience at Simpson Thacher provided her with a strong foundation in litigation strategy and regulatory compliance, which she has carried into her current role at FINRA.
Experience at Latham & Watkins
Kavitha S. began her legal career as an Associate at Latham & Watkins, where she worked from 2010 to 2013. Over the course of three years, she gained valuable experience in corporate law and litigation. This role allowed her to develop her skills in legal research, case analysis, and client representation, which have been instrumental in her subsequent positions in the legal field.
Career at Mishcon de Reya
From 2013 to 2015, Kavitha S. served as an Associate at Mishcon de Reya in New York. During her two years at the firm, she worked on various legal matters, further enhancing her expertise in litigation and regulatory issues. This experience contributed to her professional development and prepared her for her future roles in enforcement and compliance.