Kelli Wilson
About Kelli Wilson
Kelli Wilson serves as a Principal Risk Monitoring Analyst at FINRA, where she has worked since 2001. She has previous experience as a Regional Compliance Examiner at AXA Equitable and as an Investigator for the New Jersey Department of Banking & Insurance.
Work at FINRA
Kelli Wilson has been employed at the Financial Industry Regulatory Authority (FINRA) since 2001. In her role as Principal Risk Monitoring Analyst, she has contributed to the organization's mission of ensuring market integrity and protecting investors. Her extensive tenure of 23 years at FINRA has allowed her to develop a deep understanding of risk management and regulatory compliance within the financial services industry. Based in New Jersey, she plays a critical role in monitoring and analyzing risks associated with various financial activities.
Previous Experience
Before joining FINRA, Kelli Wilson worked at AXA Equitable as a Regional Compliance Examiner from 1996 to 2001. In this position, she was responsible for ensuring compliance with regulatory standards and internal policies. Prior to her time at AXA Equitable, she served as an Investigator at the New Jersey Department of Banking & Insurance for one year, from 1995 to 1996. These roles provided her with valuable experience in compliance and regulatory oversight in the financial sector.
Education and Expertise
Kelli Wilson earned her Bachelor of Arts degree in Criminal Justice from Richard Stockton College of New Jersey, where she studied from 1989 to 1993. This educational background has equipped her with a foundational understanding of the legal and regulatory frameworks that govern financial institutions. Her expertise in risk monitoring and compliance is supported by her academic training and extensive professional experience in the field.
Career Timeline
Kelli Wilson's career spans several key positions in the financial services and regulatory sectors. She began her professional journey as an Investigator at the New Jersey Department of Banking & Insurance in 1995. After one year, she transitioned to AXA Equitable, where she worked for five years as a Regional Compliance Examiner. In 2001, she joined FINRA, where she has spent over two decades as a Principal Risk Monitoring Analyst, reflecting her long-standing commitment to the industry.