Kevin Brennan
About Kevin Brennan
Kevin Brennan is a Regulatory Analyst at the Financial Industry Regulatory Authority (FINRA), where he has worked since 2015 in the Greater New York City Area.
Work at FINRA
Kevin Brennan has been employed as a Regulatory Analyst at the Financial Industry Regulatory Authority (FINRA) since 2015. In this role, he is responsible for analyzing regulatory compliance and overseeing the enforcement of industry regulations. His work contributes to maintaining the integrity of the financial markets. Based in the Greater New York City Area, Brennan has accumulated nine years of experience in this position, demonstrating a commitment to regulatory oversight.
Background
Kevin Brennan has spent his professional career in the regulatory sector, specifically within the financial industry. His tenure at FINRA has allowed him to develop a deep understanding of the regulatory landscape and the challenges faced by financial institutions. His role as a Regulatory Analyst involves critical analysis and interpretation of regulations that govern the financial markets.
Experience as a Regulatory Analyst
As a Regulatory Analyst at FINRA, Kevin Brennan engages in various tasks related to compliance and regulation. His responsibilities include evaluating compliance programs, conducting investigations, and providing guidance on regulatory matters. This experience has equipped him with the skills necessary to navigate complex regulatory frameworks and ensure adherence to industry standards.