Kevin Byrne
About Kevin Byrne
Kevin Byrne is an Associate Principal at FINRA, where he has worked since 2020. He has a background in finance and anti-money laundering, having held various roles at E*TRADE and FINRA since 2013.
Current Role at FINRA
Kevin Byrne serves as an Associate Principal at FINRA, a position he has held since 2020. In this role, he is responsible for overseeing various regulatory and compliance initiatives. His work contributes to maintaining the integrity of the financial markets and ensuring adherence to industry standards.
Previous Experience at FINRA
Prior to his current role, Byrne worked at FINRA as a Senior Analyst from 2016 to 2020. During this time, he developed expertise in regulatory analysis and compliance processes. His tenure included two separate periods as Senior Analyst, allowing him to deepen his understanding of the organization's operations and regulatory framework.
Experience at E*TRADE
Byrne worked at E*TRADE from 2013 to 2016 as an AML Specialist, focusing on transaction and trade monitoring. His role involved identifying and mitigating risks associated with anti-money laundering practices. This experience provided him with a solid foundation in financial compliance and risk management.
Internship at Small Business Development Center
Before his roles in the financial sector, Byrne interned at the Small Business Development Center from 2012 to 2013. This internship provided him with exposure to business operations and support services, enhancing his understanding of small business dynamics.
Education in Finance and Real Estate
Kevin Byrne earned a Bachelor of Science (B.S.) degree in Finance and Real Estate from Longwood University, completing his studies from 2009 to 2013. This educational background equipped him with essential knowledge and skills relevant to his career in finance and compliance.