Kevin Shalley
About Kevin Shalley
Kevin Shalley is a Principal Examiner at FINRA, where he has worked since 2021. He holds a B.S. in Finance and an M.S. in Information Systems and Technology Management from the University of Delaware.
Current Role at FINRA
Kevin Shalley currently serves as a Principal Examiner at FINRA, a position he has held since 2021. He works in Long Island, New York, where he is responsible for overseeing regulatory examinations and ensuring compliance within the financial industry. His role involves analyzing financial practices and providing insights to enhance operational integrity.
Previous Experience at FINRA
Before his current role, Kevin Shalley held several positions at FINRA. He worked as a Senior Examiner from 2017 to 2019 and as an Associate Principal Examiner from 2019 to 2021, both in Long Island, NY. Additionally, he served as an Examiner from 2016 to 2017. In these roles, he contributed to the examination processes and compliance assessments within the organization.
Education and Qualifications
Kevin Shalley earned a Bachelor of Science in Finance from the University of Delaware's Lerner College of Business and Economics, completing his studies from 2005 to 2009. He furthered his education by obtaining a Master of Science in Information Systems and Technology Management from the same institution, studying from 2009 to 2011. His educational background provides a strong foundation for his work in finance and technology.
Early Career Experience
Kevin Shalley's early career included various roles that contributed to his professional development. He interned at JPMorgan Chase as part of the EMEA Rates Control Team from 2009 to 2010. He also worked as an Application Support Analyst at Epiq Systems from 2011 to 2012 and as a Member Services Manager at Thuzio from 2012 to 2013. These positions helped him build skills in finance, technology, and client relations.
Coaching Experience
In addition to his finance and technology roles, Kevin Shalley served as the Assistant Coach for the Girls Varsity Volleyball team at Port Washington UFSD from 2017 to 2019. This experience allowed him to develop leadership and teamwork skills while contributing to the athletic development of student-athletes.