Kimberly Fitzgerald, Cams, Cfe
About Kimberly Fitzgerald, Cams, Cfe
Kimberly Fitzgerald is a Principal Analyst specializing in Risk Monitoring at FINRA, with a strong background in financial analysis and regulatory compliance. She holds a BA in Linguistics from Stony Brook University and an MBA in Corporate Finance from Dowling College.
Work at FINRA
Currently, Kimberly Fitzgerald serves as Principal Analyst in Risk Monitoring at the Financial Industry Regulatory Authority (FINRA). She has held this position since 2016, contributing to the organization's efforts in overseeing compliance and risk management within the financial services sector. Prior to her current role, Fitzgerald worked as a Senior Regulatory Examiner and Compliance Examiner at FINRA, where she gained extensive experience in regulatory coordination and compliance frameworks.
Education and Expertise
Kimberly Fitzgerald holds a Bachelor of Arts degree in Linguistics from Stony Brook University, which she completed from 2005 to 2008. She furthered her education by obtaining a Master of Business Administration in Corporate Finance from Dowling College in 2010. Her educational background, combined with her professional experience, equips her with a unique skill set in financial analysis and effective communication, particularly in risk monitoring within the financial services industry.
Background
Fitzgerald's career spans various roles in the financial services and retail sectors. She began her professional journey at Starbucks Coffee Company as a Shift Supervisor from 2002 to 2006. She then transitioned to retail, working as a Sales Associate at ANN INC. and as a Sales Merchandising Associate at Costco Wholesale. Her experience in the financial sector includes positions at American Portfolios Financial Services and multiple roles at FINRA, where she developed a strong understanding of compliance and regulatory frameworks.
Achievements
Throughout her career, Kimberly Fitzgerald has demonstrated a commitment to regulatory compliance and risk management. Her roles at FINRA, particularly as a Senior Regulatory Examiner and now as Principal Analyst, highlight her expertise in overseeing compliance within the financial services industry. Fitzgerald's involvement in regulatory coordination at a senior level underscores her understanding of complex compliance issues and her ability to navigate regulatory frameworks effectively.