Kimberly Silver
About Kimberly Silver
Kimberly Silver is an Associate Principal Analyst in Risk Monitoring at FINRA, where she has worked since 2019. She has a background in finance and law, having held positions at Goldman Sachs and Brown Brothers Harriman, among others.
Current Role at FINRA
Kimberly Silver serves as an Associate Principal Analyst in Risk Monitoring - Member Supervision at FINRA. She has held this position since 2019, contributing to the oversight and regulation of member firms. Her role involves analyzing risk factors and ensuring compliance within the financial industry. She operates from Boston, Massachusetts, where she applies her expertise in market regulation and risk assessment.
Previous Experience at Goldman Sachs
Prior to her current role, Kimberly worked at Goldman Sachs as an Associate in Consumer and Investment Management. Her tenure lasted from 2017 to 2019 in New York, New York. During this time, she gained valuable experience in financial services, focusing on consumer and investment strategies.
Educational Background
Kimberly Silver completed her Bachelor of Arts (B.A.) in Sociology and Justice Studies at the University of New Hampshire from 2008 to 2012. She furthered her education at Suffolk University Law School, where she earned her Doctor of Law (J.D.) from 2012 to 2015, specializing in Banking, Corporate, Finance, and Securities Law.
Internship and Early Career Experience
In 2015, Kimberly gained practical experience as an Intern in Investor Services at Brown Brothers Harriman for five months in Boston, Massachusetts. Earlier, in 2014, she worked as a Law Clerk at Fragomen, Del Rey, Bernsen & Loewy for five months, also in Boston. These roles provided her with foundational skills in financial services and legal practices.
Work History at FINRA
Before her current position, Kimberly served as an Examiner in Market Regulation at FINRA from 2015 to 2017 in New York City. In this role, she focused on regulatory compliance and market oversight, contributing to the integrity of financial markets.