Kyle Morse
About Kyle Morse
Kyle Morse serves as the Vice President of Trading and Financial Compliance Examinations at FINRA, where he has worked since 2019. He has a diverse background in financial regulation, having held various positions at organizations such as Edward Jones, NYSE, and the Chicago Stock Exchange.
Current Role at FINRA
Kyle Morse serves as the Vice President of Trading and Financial Compliance Examinations (TFCE) at FINRA, a position he has held since 2019. In this role, he oversees compliance examinations related to trading activities, ensuring that firms adhere to regulatory standards. Additionally, he has been an Executive Sponsor for the FINRA Women’s Network since 2017, promoting diversity and inclusion within the organization.
Previous Experience in Financial Services
Prior to his current role at FINRA, Kyle Morse held several positions in the financial services industry. He worked as a Registered Representative at Edward Jones from 2001 to 2002 in Denver, Colorado. He then served as Vice President at NYSE Regulation, Inc. from 2004 to 2010 in Chicago, Illinois. His experience also includes a role as an Investigator at the Chicago Stock Exchange from 2003 to 2004 and as Vice President of Chicago Equities Surveillance at FINRA from 2010 to 2014.
Educational Background
Kyle Morse earned his Bachelor's Degree in Public Relations from Illinois State University. He furthered his education at DePaul University, where he studied at the Charles H. Kellstadt Graduate School of Business. He achieved a Master of Business Administration (MBA) with a focus on Financial Analysis from 2006 to 2008.
Career Progression at FINRA
Kyle Morse has had a significant career at FINRA, where he has held multiple vice president roles. He served as Vice President of Options Regulation from 2015 to 2018 before transitioning to Vice President of Trading and Financial Compliance Examinations in 2019. His tenure at FINRA reflects a commitment to regulatory oversight and compliance within the financial industry.