Lance Bell

Lance Bell

Securities Compliance Examiner @ FINRA

About Lance Bell

Lance Bell is a Securities Compliance Examiner with a diverse educational background in finance, economics, and accounting. He has previously worked as an Auto Insurance Adjuster and a Staff Accountant at the U.S. Securities and Exchange Commission.

Work at FINRA

Lance Bell serves as a Securities Compliance Examiner at FINRA. In this role, he is responsible for ensuring compliance with securities regulations and standards. His work involves reviewing and analyzing financial documents and practices to identify any potential violations. Bell's expertise in finance and accounting supports his ability to assess compliance effectively.

Education and Expertise

Lance Bell has a diverse educational background. He studied Computer Information Systems at Fullerton College and earned a Bachelor of Arts from California State University, Fullerton, where he focused on Economics, Accounting, and Finance. Additionally, he pursued Paralegal Studies at Fullerton College and has furthered his knowledge in Accounting at the Southern California Institute of Technology. This combination of studies equips him with a strong foundation in finance and compliance.

Background

Lance Bell's professional journey includes significant experience in the insurance and financial sectors. He worked as an Auto Insurance Adjuster at Infinity Insurance in Birmingham, Alabama, from 2003 to 2006. Prior to that, he served as a Staff Accountant at the U.S. Securities and Exchange Commission in Washington, D.C., from 1996 to 1999. These roles have contributed to his understanding of regulatory compliance and financial practices.

Professional Experience

Lance Bell has accumulated extensive experience in various roles within the finance and insurance industries. His tenure at Infinity Insurance as an Auto Insurance Adjuster involved evaluating claims and determining coverage. His earlier role at the U.S. Securities and Exchange Commission as a Staff Accountant provided him with insights into regulatory frameworks and financial reporting. This experience informs his current responsibilities at FINRA.

People similar to Lance Bell