Linda Tang

Linda Tang

Associate Principal Examiner @ FINRA

About Linda Tang

Linda Tang is an Associate Principal Examiner at FINRA, with a strong background in asset management and expertise in Fund Of Funds. She has extensive experience in the financial industry, having held various accounting and investment roles at notable institutions such as BNY Mellon and The Citco Group Limited.

Current Role at FINRA

Linda Tang serves as an Associate Principal Examiner at FINRA, a position she has held since 2020. In this role, she is responsible for overseeing compliance and regulatory examinations within the financial services sector. Her expertise in asset management and securities enhances her effectiveness in this position, allowing her to contribute to the integrity of the financial markets.

Professional Experience in Financial Services

Linda Tang has extensive experience in the financial services industry. She worked at BNY Mellon for a total of 14 years, holding positions as a Senior Mutual Fund Accountant and a Senior Investment Trust Associate. Prior to her tenure at BNY Mellon, she was employed at The Citco Group Limited as both an Accountant and a Senior Accountant. Additionally, she gained experience as an Associate at Taipei Fubon Bank in New York.

Education and Expertise in Finance

Linda Tang earned her Bachelor of Business Administration (BBA) in Finance from Baruch College, completing her studies from 1999 to 2003. Her educational background provides a solid foundation for her expertise in specialized investment strategies, particularly in Fund of Funds. This knowledge is critical in her current role and throughout her career.

Background in Asset Management

Linda Tang has a strong background in asset management, which has been a significant aspect of her career in financial services. Her experience in this area has equipped her with the skills necessary to analyze and manage investment portfolios effectively. This background supports her current responsibilities at FINRA, where she applies her knowledge to regulatory examinations.

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