Linrong (Kate) Huang

Linrong (Kate) Huang

Associate Principal Examiner Trading And Execution @ FINRA

About Linrong (Kate) Huang

Linrong (Kate) Huang is an Associate Principal Examiner in Trading and Execution at FINRA, with extensive experience in market regulation and trading examination. She has held various roles in auditing and finance across the United States and China, including positions at Citrin Cooperman, Moore Stephens, and Mazars.

Work at FINRA

Currently, Linrong (Kate) Huang serves as an Associate Principal Examiner in the Trading and Execution department at FINRA. She has held this position since 2020, contributing to the organization for four years. Prior to this role, she worked as a Senior Examiner at FINRA from 2017 to 2020, where she focused on market regulation and trading examination. Her work at FINRA emphasizes her expertise in the financial industry, particularly in areas related to compliance and oversight of trading activities.

Previous Experience in Auditing

Linrong (Kate) Huang has extensive experience in auditing, having worked at several firms in this capacity. She was an Auditor at Citrin Cooperman & Company, LLP from 2006 to 2011 for five years in New York, NY. Following this, she served as a Senior Associate at Moore Stephens in Shanghai City, China from 2012 to 2013 for one year. Additionally, she worked as a Senior Auditor at Mazars from 2015 to 2017 for two years in the Greater New York City Area. Her roles have involved auditing financial statements under both US GAAP and IFRS standards.

Education and Expertise

Linrong (Kate) Huang earned her Bachelor's degree in Accounting from Binghamton University - School of Management, where she studied from 2002 to 2006. Her educational background provides a strong foundation for her expertise in market regulation and trading examination within the financial industry. She possesses specialized knowledge in financial accounting and tax filing practices applicable in both the United States and China.

Career Development in Finance

Throughout her career, Linrong (Kate) Huang has held various positions that reflect her development in the finance sector. In 2017, she briefly worked as a Finance Manager at IQPC in the Greater New York City Area for four months. Earlier in her career, she was an Assistant to the AP Manager at the Jewish Board of Family and Children's Services in 2006 for three months in Hawthorne. These roles have contributed to her comprehensive understanding of financial operations and management.

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