Lisa Carver

Senior Regulatory Analyst @ FINRA

About Lisa Carver

Lisa Carver is a Senior Regulatory Analyst at the Financial Industry Regulatory Authority (FINRA), where she has worked since 1992. She holds a Bachelor of Science degree in Business from Virginia Polytechnic Institute and State University, which she completed in 1987.

Work at FINRA

Lisa Carver has been employed at the Financial Industry Regulatory Authority (FINRA) since 1992. In her role as a Senior Regulatory Analyst, she engages in regulatory analysis and compliance within the financial sector. Her extensive tenure at FINRA spans over 32 years, during which she has contributed to various initiatives aimed at enhancing regulatory frameworks and ensuring adherence to industry standards. Based in Rockville, MD, her work supports the organization's mission to protect investors and maintain market integrity.

Education and Expertise

Lisa Carver earned her Bachelor of Science (BS) degree in Business from Virginia Polytechnic Institute and State University. She attended the university from 1983 to 1987, completing her studies over a four-year period. This educational background has equipped her with a solid foundation in business principles, which she applies in her regulatory analysis work at FINRA.

Background

Lisa Carver has a long-standing career in regulatory analysis, beginning her professional journey at FINRA in 1992. Her background in business, complemented by her academic achievements, has shaped her expertise in navigating the complexities of financial regulations. Throughout her career, she has developed a deep understanding of the regulatory landscape, which informs her analytical approach and decision-making.

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