Lori Walsh
About Lori Walsh
Lori Walsh serves as the Vice President and Deputy Chief Economist at the Financial Industry Regulatory Authority (FINRA), where she applies her extensive expertise in market data analysis and securities law. With a strong academic background from Penn State University, she has held various significant roles at the U.S. Securities and Exchange Commission prior to her current position.
Work at FINRA
Lori Walsh has been serving as Vice President and Deputy Chief Economist at the Financial Industry Regulatory Authority (FINRA) since 2017. In this role, she applies her extensive knowledge in economics and market analysis to support FINRA's mission of ensuring market integrity. Her responsibilities include developing economic models and conducting research to inform regulatory decisions. Walsh's work at FINRA builds on her previous experience in risk and quantitative analytics, enhancing the organization's ability to monitor and enforce compliance within the financial industry.
Education and Expertise
Lori Walsh holds a Bachelor's degree in Accounting from Penn State University, which she earned between 1989 and 1993. She furthered her education by obtaining an MBA in Finance from the same institution from 1994 to 1996. Walsh completed her academic journey with a PhD in Finance from Penn State University, which she achieved from 1996 to 2001. Her educational background provides a solid foundation for her expertise in creating innovative solutions to complex problems in securities law and market data analysis.
Background
Lori Walsh has a significant background in the field of financial regulation, having worked at the U.S. Securities and Exchange Commission (SEC) for over a decade. Her roles included Senior Financial Economist and Deputy Chief in the Office of Market Intelligence. She also served as Acting Chief of the same office for a brief period. Walsh's experience at the SEC involved overseeing risk assessments and developing analytical tools to identify potential securities law violations. This extensive background has contributed to her current leadership position at FINRA.
Achievements
Throughout her career, Lori Walsh has demonstrated success in building large organizations and overseeing strategic and administrative aspects of financial regulation. Her work in developing algorithms to evaluate trends and patterns in market data has been instrumental in identifying potential securities law violations. Walsh's strong communication skills have also played a key role in her effectiveness as a leader and manager, enabling her to convey complex information clearly and effectively within her teams and to stakeholders.