Luke Ebaugh
About Luke Ebaugh
Luke Ebaugh is an Associate Director at FINRA, where he has worked since 2017. He has a background in finance and regulatory analysis, with previous roles at T. Rowe Price and MetLife.
Current Role at FINRA
Luke Ebaugh currently serves as Associate Director at FINRA, a position he has held since 2020. He has been with FINRA for a total of seven years, starting as an Analyst in 2015. In his current role, he is responsible for overseeing regulatory activities and ensuring compliance within the finance industry. His extensive experience at FINRA has equipped him with a deep understanding of regulatory requirements for registered broker/dealers.
Previous Experience at FINRA
Luke Ebaugh worked at FINRA from 2015 to 2017, initially as an Analyst and later as a Senior Analyst for seven months in 2017. During his time at FINRA, he developed skills in regulatory analysis and enhanced his presentation abilities. His work involved analyzing compliance with financial regulations, which contributed to his expertise in the finance sector.
Career at T. Rowe Price
Before joining FINRA, Luke Ebaugh worked at T. Rowe Price for three years as a Mutual Fund Accountant from 2012 to 2015. He also served as a Participant Service Representative for two years from 2010 to 2012. In these roles, he gained insights into mutual fund investing and developed efficiency in multitasking by providing cash flow analysis for multiple funds simultaneously.
Educational Background
Luke Ebaugh studied at Towson University, where he earned a Bachelor's degree in Finance from 2006 to 2010. Prior to that, he attended Carroll Community College, achieving an Associate's degree in Business Administration and Management from 2004 to 2006. His educational background laid the foundation for his career in finance and regulatory analysis.
Early Career Experience
Luke Ebaugh began his career as a Financial Service Representative at MetLife, where he worked for eight months in 2009 and 2010. This early experience in the finance industry helped him develop foundational skills that he later applied in his roles at T. Rowe Price and FINRA.