Lyle King
About Lyle King
Lyle King serves as the Director of Trading Finance and Compliance Examinations (Options) at FINRA, a position he has held since 2008. He previously worked at Lehman Brothers and NASD, and he holds a degree in Mechanical Engineering from the University of Michigan.
Current Role at FINRA
Lyle King serves as the Director of Trading Finance and Compliance Examinations (Options) at FINRA. He has held this position since 2008, contributing to the oversight and regulation of trading practices within the options market. His role involves ensuring compliance with financial regulations and enhancing the integrity of trading operations. Based in the Greater New York City Area, he has played a significant part in shaping compliance strategies and examining trading activities.
Previous Experience at Lehman Brothers
Prior to his current role, Lyle King worked at Lehman Brothers as Vice President of Regulatory Operations for one year, from 2007 to 2008. In this capacity, he was involved in managing regulatory compliance and operational processes within the firm. His experience at Lehman Brothers provided him with insights into the complexities of regulatory frameworks in the financial industry.
Experience at NASD
Lyle King also held the position of Manager at NASD from 2005 to 2007. During his tenure, he focused on regulatory compliance and operational management. This role contributed to his understanding of the regulatory landscape and the importance of compliance in financial markets.
Educational Background in Mechanical Engineering
Lyle King studied Mechanical Engineering at the University of Michigan from 1987 to 1992. This educational background provided him with a strong foundation in analytical and problem-solving skills, which are essential in his current role in finance and compliance.