Marcia Asquith

Marcia Asquith

Executive Vice President, Board And External Relations @ FINRA

About Marcia Asquith

Marcia Asquith serves as the Executive Vice President of Board and External Relations at the Financial Industry Regulatory Authority (FINRA), a position she has held since 2017. She has a background in law and economics, with previous roles at FINRA and the USDA.

Work at FINRA

Marcia Asquith currently serves as the Executive Vice President for Board and External Relations at the Financial Industry Regulatory Authority (FINRA). She has held this position since 2017, contributing to the organization's governance and stakeholder engagement efforts. Prior to this role, she worked at FINRA in various capacities, including as Vice President and Deputy Corporate Secretary from 2006 to 2007, and as Senior Vice President and Corporate Secretary from 2008 to 2017. Her extensive experience within FINRA has shaped her expertise in regulatory affairs and corporate governance.

Education and Expertise

Marcia Asquith has a strong educational background in law and economics. She earned her Doctor of Law (JD) from William & Mary Law School, where she studied from 1987 to 1990. Prior to that, she obtained a Bachelor of Arts in Economics from Oklahoma State University, completing her studies from 1983 to 1987. Her academic qualifications provide a solid foundation for her work in regulatory affairs and corporate governance.

Background

Marcia Asquith began her professional career as an Attorney Advisor at the United States Department of Agriculture (USDA), where she worked from 1990 to 1995. This role allowed her to gain valuable experience in legal advisory capacities before transitioning to the Financial Industry Regulatory Authority (FINRA). Her career trajectory reflects a commitment to public service and regulatory compliance.

Professional Experience

Marcia Asquith has accumulated significant experience in the financial regulatory sector. Her tenure at FINRA spans over a decade, during which she has held multiple leadership roles. This includes her positions as Vice President and Deputy Corporate Secretary, and Senior Vice President and Corporate Secretary. Her roles have involved critical responsibilities in governance and external relations, reinforcing her expertise in the field.

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