Marie Darline Dorvil
About Marie Darline Dorvil
Marie Darline Dorvil serves as the Principal Examiner for Compliance & Regulatory Risks at FINRA, a position she has held since 2020. With extensive experience in compliance and regulatory roles, she has previously worked at AXA Equitable and Con Edison, among others.
Work at FINRA
Marie Darline Dorvil has been serving as Principal Examiner - Compliance & Regulatory Risks at the Financial Industry Regulatory Authority (FINRA) since 2020. In this role, she is responsible for overseeing compliance and regulatory risks within the organization. Prior to her current position, she worked at FINRA as an Associate Principal Examiner in the same department from 2019 to 2020. Additionally, she held the position of Senior Compliance & Regulatory Examiner at FINRA from 2016 to 2019, contributing to the organization's mission of ensuring market integrity.
Previous Experience in Compliance Management
Before joining FINRA, Marie Darline Dorvil worked as a Compliance Manager at AXA Equitable from 2010 to 2015. In this capacity, she managed compliance-related activities and ensured adherence to regulatory standards within the organization. Her experience in compliance management has been further enhanced by her previous role as a Senior Regulatory Paralegal at Con Edison from 2005 to 2010, where she dealt with regulatory matters and legal compliance.
Educational Background
Marie Darline Dorvil earned her Bachelor’s Degree from Saint John's University. Her educational background has provided her with a solid foundation in compliance and regulatory practices, which she has applied throughout her career in various roles within the financial and regulatory sectors.
Career Progression in Regulatory Roles
Marie Darline Dorvil's career in regulatory roles began as a Paralegal at Wilson, Elser from 2003 to 2005. She then transitioned to Con Edison as a Senior Regulatory Paralegal, where she worked for five years. Following this, she joined FINRA, where she progressively advanced through various positions, including Senior Compliance & Regulatory Examiner and Associate Principal Examiner, before becoming Principal Examiner.