Marisa Nagaishi
About Marisa Nagaishi
Marisa Nagaishi serves as a Principal Examiner at FINRA, where she has worked since 2011 in the Greater Los Angeles Area.
Work at FINRA
Marisa Nagaishi has served as a Principal Examiner at the Financial Industry Regulatory Authority (FINRA) since 2011. In this role, she is responsible for overseeing compliance and regulatory examinations within the financial services industry. Her work involves assessing the practices of various firms to ensure adherence to industry regulations and standards. Based in the Greater Los Angeles Area, she has contributed to the integrity of the financial markets through her examination efforts.
Professional Experience
With over 13 years of experience at FINRA, Marisa Nagaishi has developed a deep understanding of regulatory frameworks and compliance requirements. Her role as a Principal Examiner involves conducting thorough reviews and evaluations of financial institutions. This experience has equipped her with the skills necessary to identify potential compliance issues and recommend improvements to enhance operational practices within the industry.
Location and Impact
Marisa Nagaishi is based in the Greater Los Angeles Area, where she conducts her examinations and regulatory oversight. Her position at FINRA allows her to impact the financial services sector significantly, ensuring that firms operate within the legal and ethical boundaries set by regulatory authorities. This geographical location places her at the center of a major financial hub, enhancing her ability to engage with a diverse range of financial entities.