Mark Levin
About Mark Levin
Mark Levin is a Principal Examiner at the Financial Industry Regulatory Authority (FINRA) with nearly two decades of experience in the role. He has a background in trading, having worked at TD Ameritrade and LPL Financial, and holds degrees in Economics and Finance from the University of California, San Diego, and San Diego State University.
Work at FINRA
Mark Levin has been employed at the Financial Industry Regulatory Authority (FINRA) since 2005. In his role as Principal Examiner, he is responsible for overseeing compliance and regulatory matters within the financial industry. His tenure at FINRA spans over 19 years, during which he has contributed to various initiatives aimed at enhancing market integrity and investor protection in the Greater Los Angeles Area.
Previous Experience at TD Ameritrade
Prior to his current position, Mark Levin worked at TD Ameritrade from 1997 to 2000 as a Trader. His role involved executing trades and managing client portfolios. This three-year experience in San Diego, California, provided him with foundational knowledge in trading and market operations.
Experience at LPL Financial
Mark Levin served as an Equity Trader at LPL Financial from 2000 to 2005. During this five-year period in San Diego, California, he focused on trading equities and managing investment strategies. This experience further developed his expertise in financial markets and trading practices.
Education and Expertise
Mark Levin earned a Bachelor of Arts (B.A.) in Economics from the University of California, San Diego, where he studied from 1992 to 1996. He furthered his education by obtaining a Master of Science (M.S.) in Finance from San Diego State University-California State University, completing his studies from 1998 to 2001. His academic background provides a strong foundation for his career in finance and regulatory compliance.