Mary Bostwick
About Mary Bostwick
Mary Bostwick serves as a Principal Examiner at FINRA, a position she has held since 2020 in the Greater New York City Area. With a background in compliance and examination across various financial institutions, she has accumulated extensive experience in the field since her early career.
Work at FINRA
Mary Bostwick has been employed at FINRA since 2016, holding several positions over the years. She started as a Senior Examiner from 2016 to 2018, then advanced to Associate Principal Examiner until 2020. Currently, she serves as Principal Examiner, a role she has held for four years in the Greater New York City Area. Her responsibilities include overseeing compliance and regulatory examinations within the financial services industry.
Previous Experience in Financial Services
Before her tenure at FINRA, Mary Bostwick worked at NFP Advisor Services in various roles. She served as a Branch Examiner from 2014 to 2015 and as an Operations Support Specialist from 2013 to 2014. Additionally, she worked as a Compliance Analyst at Dimensional Fund Advisors from 2015 to 2016. Her diverse experiences in these positions contributed to her expertise in compliance and regulatory matters.
Education and Expertise
Mary Bostwick studied at The University of Texas at Austin from 2005 to 2009, where she gained foundational knowledge relevant to her career. She also studied at Universidad de Sevilla, further enhancing her educational background. This academic experience supports her professional roles in compliance and examination within the financial sector.
Early Career Development
Mary Bostwick began her career as a Program Coordinator at the University of Texas at Austin from 2005 to 2009. She later interned as a Marketing Intern at Principal Financial Group in 2008 for three months. These early roles provided her with essential skills in program management and marketing, which have been beneficial throughout her career in financial services.