Matthew Datre
About Matthew Datre
Matthew Datre serves as an Associate Principal Examiner at FINRA, where he applies his expertise in regulatory frameworks and supervisory programs. With a background in cash trading and extensive experience in financial compliance, he has developed strong analytical and communication skills throughout his career.
Work at FINRA
Matthew Datre has been serving as an Associate Principal Examiner at FINRA since 2020. In this role, he is responsible for overseeing compliance with regulatory standards and ensuring that firms adhere to established guidelines. His work involves analyzing various aspects of trading practices and implementing supervisory and surveillance programs. Datre's position is based in New York, United States, where he has contributed to the organization's mission of protecting investors and maintaining market integrity.
Professional Experience
Prior to his current role at FINRA, Matthew Datre held significant positions in the financial industry. He worked at Deutsche Bank Securities Inc. as a Cash Trading Supervisor - Director from 2006 to 2009. Before that, he served as Executive Director at CIBC World Markets from 1989 to 2004. His extensive experience in these roles has equipped him with a deep understanding of trading operations and regulatory compliance.
Education and Expertise
Matthew Datre earned an Associate's degree in Accounting from the Borough of Manhattan Community College, where he studied from 1994 to 1996. His educational background complements his professional expertise in various regulatory frameworks, including SEC Rule 605 and 606, Reg SHO, and Reg NMS. He possesses strong analytical, organizational, and communication skills, which are essential in his role as an Associate Principal Examiner.
Regulatory Knowledge
Datre has a strong working knowledge of complex regulatory frameworks and compliance requirements. His expertise includes SEC Rule 605 and 606, Large Trader reporting, and the Order Audit Trail System (OATS). He is also knowledgeable about Information Barriers, Listed Derivatives, TRACE, and FINRA Rule 2711. Additionally, he has some experience with Anti-Money Laundering (AML) processes, further enhancing his regulatory skill set.