Matthew Urrutia
About Matthew Urrutia
Matthew Urrutia serves as an Associate Principal Examiner at FINRA, where he has worked since 2018. He specializes in conducting Trading and Execution examinations and holds a Bachelor's degree in Economics from Binghamton University.
Work at FINRA
Matthew Urrutia has been serving as an Associate Principal Examiner at the Financial Industry Regulatory Authority (FINRA) since 2018. In this role, he conducts Trading and Execution examinations, which are essential for ensuring compliance with industry regulations. His work contributes to the oversight of trading practices within the financial sector, helping to maintain market integrity and protect investors.
Education and Expertise
Matthew Urrutia earned his Bachelor's degree in Economics from Binghamton University, where he studied from 2015 to 2018. His educational background in economics provides him with a strong foundation in financial principles and market dynamics, which is critical for his role at FINRA. This expertise supports his ability to analyze trading practices and assess compliance with regulatory standards.
Background
Matthew Urrutia has a background in economics, which he developed during his studies at Binghamton University. His academic focus has equipped him with the analytical skills necessary for his current position at FINRA. Since starting his career in the regulatory field, he has gained practical experience in conducting examinations related to trading and execution.
Professional Experience
Since joining FINRA in 2018, Matthew Urrutia has accumulated six years of experience in the financial regulatory environment. His role as an Associate Principal Examiner involves detailed assessments of trading activities, ensuring that firms adhere to established regulations. This experience has contributed to his professional growth and understanding of the financial industry's regulatory landscape.