Meghan Ferguson
About Meghan Ferguson
Meghan Ferguson serves as the Director of Enforcement at FINRA, where she has worked since 2021. She has extensive experience in securities law and previously held positions at Williams & Connolly LLP and the United States District Court.
Work at FINRA
Meghan Ferguson has served as the Director of Enforcement at FINRA since 2021. In this role, she manages a team that investigates complex securities law violations. Her responsibilities include overseeing enforcement actions and ensuring compliance with federal securities laws, FINRA rules, and MSRB rules. Prior to her current position, she worked as Principal Counsel in the Enforcement department at FINRA from 2018 to 2021.
Education and Expertise
Meghan Ferguson holds a Bachelor of Arts in Public Policy from Duke University, where she graduated Magna Cum Laude in 2007. She earned her Juris Doctor from Duke University School of Law, graduating Cum Laude in 2010. Her educational background provides her with a strong foundation in legal principles and public policy, which supports her expertise in federal securities laws and regulatory compliance.
Background
Meghan Ferguson began her legal career at Williams & Connolly LLP, where she worked as an Associate from 2010 to 2012 and later as a Senior Associate from 2014 to 2018. Between these roles, she served as a Law Clerk to the Honorable Richard J. Leon at the United States District Court from 2012 to 2013. This diverse experience has contributed to her comprehensive understanding of legal practices and enforcement in the financial sector.
Professional Experience
Before joining FINRA, Meghan Ferguson accumulated significant experience in the legal field. At Williams & Connolly LLP, she focused on complex litigation and regulatory matters. Her role as Principal Counsel at FINRA further solidified her expertise in enforcement actions and compliance with securities regulations. This trajectory has established her as a knowledgeable professional in the enforcement of securities laws.