Melita Saunders
About Melita Saunders
Melita Saunders serves as a Principal Examiner at the Financial Industry Regulatory Authority, where she leads examinations of brokers and dealers in the securities industry. With over 15 years of experience, she has received recognition for her investigative work, including uncovering a $2 million fraud and earning a FINRA Excellence in Service Award.
Work at FINRA
Melita Saunders has been employed at the Financial Industry Regulatory Authority (FINRA) since 1998. She currently holds the position of Principal Examiner (Cycle), a role she has occupied since 2012. In this capacity, she leads examinations of brokers and dealers within the securities industry, ensuring compliance with SEC, MSRB, and FINRA regulations. Prior to her current role, she served as Principal Examiner (Cause) and Cause Examination Manager, accumulating over 15 years of experience in investigating misconduct in the securities sector.
Education and Expertise
Melita Saunders earned a Bachelor's degree in Accounting and Finance from the Fox School of Business at Temple University. Her academic background provides a solid foundation for her extensive career in securities compliance examination. Her expertise includes investigating customer complaints and assessing compliance with industry regulations, which is critical for maintaining the integrity of the financial markets.
Achievements
Throughout her career at FINRA, Melita Saunders has received recognition for her contributions to the field. Notably, she was awarded the FINRA Excellence in Service Award for her role in investigating a misappropriation case. Additionally, she uncovered a significant $2 million fraud, highlighting her effectiveness as a securities compliance examiner. These achievements underscore her commitment to upholding regulatory standards in the financial industry.
Background
Melita Saunders has over 15 years of experience in the securities industry, focusing on compliance and misconduct investigations. Her career at FINRA began in 1998, and she has held various positions that have allowed her to develop a deep understanding of regulatory requirements. She is based in Philadelphia, PA, where she has contributed to the oversight of the financial markets through her work.
Hobbies and Interests
In addition to her professional responsibilities, Melita Saunders engages in paper quilling and creates greeting cards as a hobby. This creative outlet provides her with a balance to her analytical work in the financial sector, allowing her to express her artistic side.