Michael Moser
About Michael Moser
Michael Moser is an Associate Principal PIPEs Investigator at FINRA, where he has worked since 2020. He has a legal background focused on financial industry regulations and has held various investigative roles at FINRA since 2015.
Work at FINRA
Michael Moser has been employed at the Financial Industry Regulatory Authority (FINRA) since 2015. He began his career at FINRA as an Investigative Analyst, where he worked for two years before advancing to the role of Senior Fraud Investigator from 2017 to 2020. In 2020, he transitioned to the position of Associate Principal PIPEs Investigator, where he has continued to contribute for four years. His roles at FINRA have focused on investigative tasks related to financial industry regulations.
Education and Expertise
Michael Moser earned his Doctor of Law (J.D.) degree from The Catholic University of America, Columbus School of Law, completing his studies from 2009 to 2012. He passed the Maryland Bar Exam in July 2012 and was admitted to the Maryland State Bar in December 2012. Prior to his law degree, he obtained a Bachelor of Arts in Political Science and History from the University of Delaware, studying from 2005 to 2009. His educational background supports his expertise in financial industry regulations.
Background
Michael Moser has a legal background with a specific focus on financial industry regulations. His career at FINRA has spanned multiple roles, showcasing his progression from an Investigative Analyst to Senior Fraud Investigator, and now to Associate Principal PIPEs Investigator. His experience in these positions reflects his commitment to regulatory compliance and investigative processes within the financial sector.
Achievements
Michael Moser has successfully navigated various roles at FINRA, demonstrating a clear trajectory of professional growth. His involvement in investigative roles since 2015 highlights his dedication to the field of financial regulation. His legal qualifications, including passing the Maryland Bar Exam and his educational achievements, further establish his credentials in the industry.