Michael O'brien
About Michael O'brien
Michael O'Brien is an Associate Principal Examiner at FINRA, where he has worked since 2022. He has a diverse background in legal writing, compliance, and regulatory analysis, with previous roles at institutions such as Fordham University School of Law and Boston College.
Current Role at FINRA
Michael O'Brien currently serves as an Associate Principal Examiner at FINRA, a position he has held since 2022. In this role, he is responsible for overseeing compliance examinations and regulatory assessments within the financial services sector. His experience at FINRA includes a previous role as an Examiner from 2021 to 2022 and as a Regulatory Analyst from 2020 to 2021. This progression highlights his expertise in regulatory compliance and examination processes.
Previous Experience at FINRA
Prior to his current role, Michael O'Brien worked at FINRA in various capacities. He served as a Regulatory Analyst for seven months in 2020, where he focused on analyzing regulatory issues. Following this, he transitioned to the role of Examiner, where he conducted examinations to ensure compliance with industry regulations from 2021 to 2022. His tenure at FINRA has provided him with substantial experience in the regulatory landscape.
Education and Expertise
Michael O'Brien holds a Juris Doctor (J.D.) degree from Fordham University School of Law, which he completed from 2014 to 2017. He also earned a Master of Arts (M.A.) from Boston College between 2009 and 2012, following his Bachelor of Arts (B.A.) from the same institution from 2005 to 2009. His educational background equips him with a strong foundation in legal writing and compliance, essential for his roles in the legal and regulatory fields.
Professional Background
Michael O'Brien has a diverse professional background that includes various roles in legal and compliance settings. He worked as a Legal Writing Fellow at Fordham University School of Law from 2015 to 2016. Additionally, he served as a Legal Intern at Two Sigma from 2016 to 2017 and as a Judicial Intern at the U.S. District Court, Southern District of New York, in 2015. His experience as Vice President of Compliance at Alaric Compliance Services, LLC from 2018 to 2020 further demonstrates his expertise in compliance management.
Writing and Tutoring Experience
In addition to his legal and compliance roles, Michael O'Brien has experience in writing and tutoring. He was a Writing & Philosophy Tutor at Boston College from 2009 to 2010 and served as a Staff Editor & Columnist for The Heights, Inc. from 2005 to 2008. These positions reflect his strong communication skills and ability to mentor others in academic writing.