Michael Rote

Michael Rote

Associate Director, Strategic Communications @ FINRA

About Michael Rote

Michael Rote serves as the Associate Director of Strategic Communications at the Financial Industry Regulatory Authority (FINRA), where he has worked since 2007. He specializes in developing communications campaigns, producing multimedia content, and ensuring adherence to branding standards.

Current Role at FINRA

Michael Rote serves as the Associate Director of Strategic Communications at the Financial Industry Regulatory Authority (FINRA) since 2007. In this role, he develops and executes communications campaigns aimed at promoting compliance tools and resources for firms. He leads the production of a quarterly disciplinary review podcast, which is recognized as FINRA's most popular podcast. Additionally, he helps produce a monthly online video series featuring senior FINRA staff discussing relevant regulatory topics.

Previous Experience at CTAM

Prior to his current position, Michael Rote worked as the Communications Manager at the Cable & Telecommunications Association for Marketing (CTAM) from 2002 to 2005 in Alexandria, VA. During his tenure, he was responsible for managing communications strategies and initiatives that supported the organization's goals.

Educational Background

Michael Rote earned a Bachelor of Business Administration (BBA) in Marketing from James Madison University, where he studied from 1998 to 2002. He furthered his education by obtaining a Master of Science (MS) in Communication from George Mason University, completing his studies from 2007 to 2010. In 2015, he also attended The Wharton School for Executive Education in Strategic Marketing Essentials.

Early Career Experience

Michael Rote began his career as a Marketing Intern at Metrocall Paging in 2000, where he worked for 11 months. This early experience provided him with foundational skills in marketing and communications that he has built upon throughout his professional journey.

Professional Skills and Contributions

In his role at FINRA, Michael Rote reviews and edits news releases and communications from FINRA member firms to ensure compliance with FINRA style and branding guidelines, as well as Associated Press (AP) style. He also leads the production of an animated series designed to enhance employee engagement with leadership.

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