Millicent B.
About Millicent B.
Millicent B. is a Manager at FINRA with extensive experience in mutual funds and securities regulation. She has a strong analytical background and has worked in various roles within the financial services industry since 2009.
Work at FINRA
Millicent B. has been employed at FINRA since 2009, holding various positions over the years. She served as Corporate Analyst III from 2009 to 2014, where she contributed to the organization's analytical efforts. Following this role, she worked as a Market Operations Specialist from 2014 to 2019, focusing on market operations and regulatory compliance. Since 2019, she has held the position of Manager, continuing her work in Rockville, Maryland. Her tenure at FINRA spans over a decade, showcasing her commitment to the organization and the financial services sector.
Education and Expertise
Millicent B. earned a Bachelor of Science in Business Administration and Management from the University of Phoenix. Her educational background provides a solid foundation for her career in the financial services industry. She possesses expertise in securities regulation and trading systems, which is essential for her roles at FINRA. Her analytical skills further enhance her ability to navigate complex financial environments and contribute to effective regulatory practices.
Background
Millicent B. has a strong background in mutual funds and the financial services industry. Her career at FINRA has allowed her to develop a comprehensive understanding of market operations and regulatory frameworks. With experience in various roles, she has built a robust skill set that includes analytical capabilities and a deep knowledge of securities regulation. Her work history reflects a dedication to enhancing the integrity of financial markets.
Achievements
Throughout her career at FINRA, Millicent B. has demonstrated a consistent ability to contribute to the organization's objectives. Her roles have involved significant responsibilities in analyzing market operations and ensuring compliance with regulatory standards. With a focus on mutual funds and trading systems, she has played a part in advancing FINRA's mission to protect investors and maintain market integrity. Her professional journey reflects a commitment to excellence in the financial services sector.