Nadia Yoon, Esq.
About Nadia Yoon, Esq.
Nadia Yoon, Esq. serves as a Senior Analyst at FINRA, a position she has held since 2021. She previously worked as a Senior Investigator at FINRA from 2017 to 2021 and holds a J.D. from The Catholic University of America and a B.A. from Duke University.
Work at FINRA
Nadia Yoon currently serves as a Senior Analyst at the Financial Industry Regulatory Authority (FINRA) in Rockville, Maryland. She has held this position since 2021. Prior to her current role, she worked at FINRA as a Senior Investigator from 2017 to 2021. In her capacity as a Senior Investigator, she was involved in various investigations related to compliance and regulatory matters within the financial industry.
Education and Expertise
Nadia Yoon obtained her Bachelor of Arts (B.A.) degree from Duke University. She furthered her education at The Catholic University of America, Columbus School of Law, where she earned her Doctor of Law (J.D.) degree from 2014 to 2017. Her educational background provides her with a strong foundation in legal principles and regulatory frameworks, which she applies in her current role at FINRA.
Background
Nadia Yoon has a professional background in regulatory analysis and investigation within the financial sector. Her experience at FINRA spans several years, during which she has developed expertise in compliance and regulatory issues. Her work has contributed to the oversight of the financial industry, ensuring adherence to established regulations.
Achievements
During her tenure at FINRA, Nadia Yoon has played a significant role in various investigations and regulatory initiatives. Her work as a Senior Investigator involved assessing compliance with financial regulations, which has been crucial in maintaining the integrity of the financial markets. Since transitioning to her current role as Senior Analyst, she continues to leverage her investigative experience to enhance regulatory practices.