Peter J.
About Peter J.
Peter J. is a Senior Analyst in Risk Monitoring at FINRA, where he has worked since 2020. He has a background in accounting and finance, having held various internships at notable organizations including the U.S. Securities and Exchange Commission and KPMG.
Work at FINRA
Peter J. has been employed at the Financial Industry Regulatory Authority (FINRA) since 2020. He holds the position of Senior Analyst in the Risk Monitoring department. In this role, he is responsible for analyzing risks within the financial markets and ensuring compliance with regulatory standards. His work contributes to the oversight of broker-dealers and the protection of investors.
Previous Experience
Prior to his current role at FINRA, Peter J. gained diverse experience in the finance and accounting sectors. He worked as an Assistant Financial Accountant at HCA in London for three months in 2012. In 2013, he served as a Clearing and Settlement Intern at the U.S. Securities and Exchange Commission in New York for three months. His experience also includes a two-month internship as an Audit Intern in Financial Services at KPMG US in New York in 2014, and a three-month internship as a Risk Analysis Intern at the Public Company Accounting Oversight Board (PCAOB) in Washington, D.C. in the same year.
Education and Expertise
Peter J. studied at the American University - Kogod School of Business, where he earned a Bachelor of Science (B.S.) in Accounting from 2010 to 2014. He furthered his education by obtaining a Master of Science (M.S.) in Accounting from the same institution, completing his studies in 2015. This educational background has equipped him with a strong foundation in accounting principles and financial analysis.
Career Timeline
Peter J.'s career in finance and accounting spans several years and includes various roles that have contributed to his expertise. He began his professional journey in 2012 at HCA, followed by internships at notable organizations such as the U.S. Securities and Exchange Commission, KPMG US, and PCAOB. His current position at FINRA as a Senior Analyst in Risk Monitoring marks a significant milestone in his career, reflecting his growth and commitment to the field.