Rachel Smith, Cams
About Rachel Smith, Cams
Rachel Smith serves as a Senior Investigator for Insider Trading at FINRA, a position she has held since 2021. She has a diverse background in finance and compliance, having worked at various institutions including Santander Bank and Amundi Pioneer.
Work at FINRA
Rachel Smith has been serving as a Senior Investigator in the Insider Trading division at FINRA since 2021. In this role, she is responsible for investigating potential violations of securities laws related to insider trading activities. Her expertise in this area contributes to FINRA's mission of protecting investors and maintaining market integrity.
Previous Experience in Financial Services
Before joining FINRA, Rachel held various positions at Santander Bank, N.A. She worked as an AML Senior Analyst from 2017 to 2020, where she focused on anti-money laundering compliance. Following this role, she became an AVP, AML Supervisor for eight months in 2020 to 2021. Her career also includes experience as an AML Analyst from 2015 to 2017, providing her with a strong foundation in compliance and regulatory practices.
Internship and Early Career
Rachel began her career with an internship at Signal Ridge Capital Partners in 2013, where she gained experience in wealth management for three months. She also interned at Syracuse University Department of Public Safety from 2013 to 2014, which provided her with early exposure to public safety and compliance environments.
Education and Expertise
Rachel earned her Bachelor of Science (B.S.) degree in Economics from Syracuse University, completing her studies from 2010 to 2014. This educational background has equipped her with analytical skills and economic knowledge applicable to her roles in financial services and compliance.
High School Education
Rachel attended Malden High School from 2006 to 2010, where she completed her secondary education. This foundational education set the stage for her further studies in economics and her subsequent career in finance and compliance.