Randy Pearlman
About Randy Pearlman
Randy Pearlman serves as a Principal Examiner at the Financial Industry Regulatory Authority (FINRA) since 2007. He has a background in law and criminal justice, with previous roles including Assistant Corporation Counsel at the New York City Law Department and various positions in legal support.
Work at FINRA
Randy Pearlman has served as a Principal Examiner at the Financial Industry Regulatory Authority (FINRA) since 2007. In this role, he is responsible for overseeing compliance and regulatory matters within the financial industry. His tenure at FINRA spans 17 years, during which he has contributed to various initiatives aimed at enhancing regulatory frameworks and ensuring adherence to industry standards. His work is based in Woodbridge, NJ.
Previous Experience in Law
Before joining FINRA, Randy Pearlman worked as an Assistant Corporation Counsel at the New York City Law Department from 2004 to 2007. In this capacity, he provided legal counsel and representation for the city in various matters. Prior to that, he gained experience as a Paralegal at Ladas & Parry LLP from 1995 to 1997 and as a Legal Assistant at Skadden, Arps, Slate, Meagher & Flom LLP from 1997 to 1999. These roles helped him develop a strong foundation in legal practices.
Education and Expertise
Randy Pearlman earned his Doctor of Law (JD) degree from Touro College Jacob D. Fuchsberg Law Center, completing his studies from 2001 to 2004. He also holds a Bachelor of Arts (BA) in Criminal Justice from the University at Albany, SUNY, where he studied from 1991 to 1995. His educational background provides him with a comprehensive understanding of legal and regulatory issues, particularly in the context of financial services.
Early Career in Law Enforcement
Randy Pearlman began his career in law enforcement as a Police Officer at The University of Georgia, where he worked from 1999 to 2001. This role involved maintaining safety and security on campus and provided him with practical experience in law enforcement before transitioning to legal roles in the private sector.