Ray Castro
About Ray Castro
Ray Castro is a Regulatory Trading Official III at the Financial Industry Regulatory Authority (FINRA), where he has worked since 2010. He previously held a similar position at the New York Stock Exchange and has a background in finance from the University of Illinois at Chicago.
Work at FINRA
Ray Castro has been employed at the Financial Industry Regulatory Authority (FINRA) since 2010. He holds the position of Regulatory Trading Official III. In this role, he is responsible for overseeing compliance and regulatory matters related to trading activities. His tenure at FINRA spans over 14 years, during which he has contributed to the organization's mission of ensuring market integrity and protecting investors.
Previous Experience at NYSE
Prior to his current position at FINRA, Ray Castro worked at the New York Stock Exchange (NYSE) as a Regulatory Trading Official from 2008 to 2010. During his two years at NYSE, he was involved in regulatory oversight and compliance related to trading operations. His experience at NYSE provided him with a solid foundation in market regulations and trading practices.
Career at Merrill Lynch
Ray Castro worked at Merrill Lynch as an Equity Trader from 1998 to 2008. Over the course of ten years, he gained extensive experience in trading equities and managing trading strategies. His role involved executing trades and analyzing market trends, which contributed to his understanding of the financial markets.
Education and Expertise
Ray Castro earned a Bachelor's Degree in Finance from the University of Illinois at Chicago. His studies spanned from 1988 to 1994, equipping him with a strong foundation in financial principles and market dynamics. This educational background supports his professional roles in trading and regulatory compliance.