Richard Shulman
About Richard Shulman
Richard Shulman serves as the Vice President of Market Regulation Research and Data Analytics at FINRA, a position he has held since 2021. He holds a Bachelor of Science in Finance from the University of Illinois at Urbana-Champaign and a Juris Doctor from Chicago-Kent College of Law.
Work at FINRA
Richard Shulman has held multiple positions at FINRA, showcasing a progressive career within the organization. He currently serves as Vice President of Market Regulation Research and Data Analytics, a role he has occupied since 2021. Prior to this, he worked as Director of Analytics from 2020 to 2021 and as Senior Principal Research Analyst from 2019 to 2020. His earlier roles at FINRA include Manager from 2012 to 2014 and Regulatory Analyst from 2011 to 2012. Additionally, he served as Assistant Director from 2014 to 2018, contributing to various regulatory and analytical initiatives throughout his tenure.
Education and Expertise
Richard Shulman earned a Bachelor of Science degree in Finance from the University of Illinois at Urbana-Champaign, where he studied from 2003 to 2006. He furthered his education by obtaining a Juris Doctor degree from Chicago-Kent College of Law, Illinois Institute of Technology, completing his studies from 2007 to 2010. His academic background provides a strong foundation in both finance and law, enhancing his expertise in market regulation and data analytics.
Background
Richard Shulman's professional journey includes significant experience in regulatory analysis and data analytics. Before joining FINRA, he worked as an Associate at Grund & Leavitt for a brief period from 2010 to 2011. His career at FINRA began as a Regulatory Analyst, and he progressively advanced through various roles, demonstrating his capability and knowledge in market regulation.
Career Progression
Richard Shulman's career at FINRA reflects a steady progression through increasingly responsible positions. He began as a Regulatory Analyst in 2011 and moved on to managerial roles, including Manager, Assistant Director, and Senior Principal Research Analyst. His experience culminated in his current role as Vice President, where he leads initiatives in market regulation research and data analytics.