Robert Gardner
About Robert Gardner
Robert Gardner is an Associate Director at the Financial Industry Regulatory Authority (FINRA) and has served as a Director at the Chicago Board Options Exchange since 1987. He specializes in SEC rules and regulations and holds a Bachelor's degree in Accounting and Business Administration from Illinois State University and an MBA from Northern Illinois University.
Work at FINRA
Robert Gardner has been serving as an Associate Director at the Financial Industry Regulatory Authority (FINRA) since 2014. In this role, he focuses on compliance and regulatory frameworks, leveraging his extensive knowledge of SEC rules and regulations. His position at FINRA involves ensuring that financial institutions adhere to industry standards and practices, contributing to the integrity of the financial markets.
Work at Chicago Board Options Exchange
Since 1987, Robert Gardner has held the position of Director at the Chicago Board Options Exchange. With over three decades of experience in this role, he has played a significant part in the development and oversight of options trading and market operations. His long tenure reflects his deep understanding of the financial markets and regulatory environment.
Education and Expertise
Robert Gardner earned his Bachelor's degree in Accounting and Business Administration from Illinois State University, where he studied from 1978 to 1983. He later pursued an MBA in Business and Strategic Planning at Northern Illinois University, completing his studies from 1994 to 1997. His educational background provides a strong foundation for his expertise in compliance and regulatory frameworks within the financial industry.
Background
Robert Gardner has a robust background in the financial sector, with significant experience in regulatory compliance. His career spans several decades, during which he has developed a comprehensive understanding of the financial markets and the associated regulatory requirements. His involvement with the Joint Audit Committee further underscores his commitment to maintaining high standards in audit practices within the industry.
Achievements in Audit Standards
As a member of the Joint Audit Committee, Robert Gardner contributes to the oversight and development of audit standards within the financial industry. His role involves collaborating with other industry professionals to enhance audit practices, ensuring that they meet regulatory requirements and promote transparency in financial reporting.