Sarah Cheung
About Sarah Cheung
Sarah Cheung serves as the Principal Examiner for Market Regulation at the Financial Industry Regulatory Authority (FINRA), a position she has held since 2021. She has a strong background in finance and accounting, with degrees from Binghamton University and experience at firms such as Ernst & Young and Barclays.
Current Role at FINRA
Sarah Cheung currently serves as a Principal Examiner in Market Regulation at the Financial Industry Regulatory Authority (FINRA). She has held this position since 2021, contributing to the oversight and regulation of financial markets. Her role involves examining market activities to ensure compliance with regulatory standards and promoting fair practices within the industry.
Previous Experience at FINRA
Prior to her current role, Sarah Cheung worked at FINRA as a Senior Examiner from 2016 to 2018 and as an Associate Principal Examiner from 2018 to 2021. During her tenure, she focused on market regulation and compliance, enhancing her expertise in financial oversight and regulatory practices.
Professional Background in Finance
Sarah Cheung has a solid foundation in finance and accounting. She began her career as a Financial Services - Assurance Intern at McGladrey in 2010. She then worked at Ernst & Young as a Financial Services - Assurance Senior from 2011 to 2015, where she gained significant experience in financial auditing and assurance services. Following this, she served as a Financial Analyst at Barclays from 2015 to 2016, specializing in Equities Product Control.
Educational Background
Sarah Cheung holds a Bachelor of Science (BS) in Accounting from Binghamton University, where she studied from 2006 to 2010. She furthered her education by obtaining a Master of Science (MS) in Accounting from the same institution between 2010 and 2011. Additionally, she participated in a Study Abroad program at Fudan University, focusing on Business Chinese and Language.