Sarah Rotruck
About Sarah Rotruck
Sarah Rotruck is a Regulatory Analyst specializing in Fixed Income Investigations at FINRA, where she has worked since 2013. She previously served as a Senior Gateway Agent and Customer Service Representative at FINRA from 2010 to 2013 and holds a degree from James Madison University.
Current Role at FINRA
Sarah Rotruck currently serves as a Regulatory Analyst in Fixed Income Investigations at FINRA. She has held this position since 2013, contributing to the oversight and analysis of fixed income markets. Her role involves investigating compliance issues and ensuring adherence to regulatory standards within the fixed income sector.
Previous Experience at FINRA
Prior to her current role, Sarah Rotruck worked at FINRA as a Senior Gateway Agent and Customer Service Representative from 2010 to 2013. During her three years in this position, she provided support and assistance to customers, helping to address inquiries and facilitate a better understanding of FINRA's services and regulations.
Education at James Madison University
Sarah Rotruck attended James Madison University from 2004 to 2008, where she completed her undergraduate studies. Her education provided her with foundational knowledge and skills relevant to her career in regulatory analysis and compliance.