Sarah Simmons
About Sarah Simmons
Sarah Simmons is an Associate Principal Risk Specialist in Fixed Income at FINRA, with extensive expertise in both taxable and tax-exempt fixed income products. She has a diverse background in investment risk analysis and has held various roles in the finance industry, including positions at Banc of America Securities and World Equity Group.
Work at FINRA
Currently, Sarah Simmons serves as an Associate Principal Risk Specialist in Fixed Income at FINRA, a role she has held since 2020. Based in Chicago, Illinois, her responsibilities include overseeing risk assessments related to fixed income products. This position leverages her extensive expertise in both taxable and tax-exempt fixed income products.
Professional Experience in Fixed Income
Sarah Simmons has a diverse professional background in the fixed income sector. She worked at World Equity Group as Vice President Fixed Income from 2013 to 2019, where she focused on fixed income strategies. Prior to that, she served as Director Institutional Sales at Melvin Securities for one year in 2010-2011. Her earlier roles include positions at Banc of America Securities and CNA Insurance, where she gained substantial experience in trading and sales.
Educational Background
Sarah Simmons earned a Bachelor of Arts degree in Economics and International Relations from Carroll College, where she studied from 1993 to 1996. She also attended the University of Wisconsin Oshkosh for one year from 1992 to 1993. Her educational background provides a solid foundation for her expertise in financial markets and investment analysis.
Skills and Expertise
Simmons possesses a range of skills relevant to the financial industry, including financial writing and editing, which indicates her involvement in producing financial reports. She has expertise in portfolio analysis and structure, enabling her to assess and organize investment portfolios effectively. Additionally, her background in business development suggests a focus on identifying new opportunities and fostering client relationships.
Previous Roles and Contributions
Throughout her career, Sarah Simmons has held various significant positions that have contributed to her expertise in the financial sector. She worked as a Money Desk Trader at CNA Insurance for five years and as an Institutional Sales Associate at Banc of America Securities. Her role as Vice President of Institutional Sales at Feltl and Company further solidified her experience in sales and client management within the fixed income market.