Sean Mullagan
About Sean Mullagan
Sean Mullagan is a Principal Analyst at FINRA, where he has worked since 2021. He has a diverse background in finance, having held various positions at firms such as Southwest Securities, The Options Clearing Corporation, and TD Ameritrade, and he holds multiple degrees in business and finance.
Current Role at FINRA
Sean Mullagan serves as a Principal Analyst at FINRA, a role he has held since 2021. Based in Dallas, Texas, he contributes to the organization's mission of protecting investors and ensuring market integrity. His responsibilities include analyzing financial data and providing insights that support regulatory initiatives.
Previous Experience at The Options Clearing Corporation
Before joining FINRA, Sean Mullagan worked at The Options Clearing Corporation as a Senior Associate from 2014 to 2021. During his seven-year tenure, he focused on various analytical functions that supported the clearing and settlement of options transactions, enhancing operational efficiency.
Career Background in Financial Services
Sean Mullagan has a diverse background in the financial services industry. He began his career as a Financial Representative/Broker at TD Ameritrade from 2008 to 2010. He then transitioned to Southwest Securities, Inc. as a Margin Analyst, where he worked from 2010 to 2013, gaining valuable experience in margin management and risk assessment.
Educational Qualifications
Sean Mullagan holds a Master of Business Administration (MBA) from The University of Texas at Arlington. He also earned a Bachelor of Business Administration (BBA) in Finance from the same institution. Additionally, he completed a Master of Science in Business Analytics at the Naveen Jindal School of Management, UT Dallas, from 2019 to 2021.
Professional Development and Certifications
Sean Mullagan is a Level II Candidate with the Chartered Alternative Investment Analyst (CAIA) Association and the Chartered Financial Analyst (CFA) Institute. These designations reflect his commitment to professional development and expertise in investment analysis and alternative investments.