Sebastian Stopka
About Sebastian Stopka
Sebastian Stopka is a Principal Risk Specialist at FINRA, where he has worked since 2021. He has extensive experience in the financial regulatory sector, having held various positions at FINRA from 2014 to 2021.
Current Role as Principal Risk Specialist
Sebastian Stopka currently serves as a Principal Risk Specialist at FINRA, a position he has held since 2021. In this role, he focuses on risk assessment and management within the financial industry. His responsibilities include analyzing potential risks and developing strategies to mitigate them, ensuring compliance with regulatory standards.
Career Progression at FINRA
Sebastian Stopka has a comprehensive career at FINRA, where he has held multiple positions since 2014. He began as an Extern for three months before becoming an Associate Examiner from 2014 to 2015. He then progressed to Examiner from 2015 to 2017, followed by Senior Examiner from 2017 to 2019. He served as Associate Principal Fixed Income Specialist from 2019 to 2021 before assuming his current role.
Educational Background
Sebastian Stopka studied Finance at Manhattan College, where he earned a Bachelor of Science (B.S.) degree from 2010 to 2014. He also attended Don Bosco Prep High School from 2006 to 2010. Additionally, he has been studying at Istituto Europeo since 2012, further enhancing his knowledge and expertise in finance.
Experience in Financial Industry Regulation
Throughout his tenure at FINRA, Sebastian Stopka has gained extensive experience in financial industry regulation. His roles have involved examining compliance with financial regulations and assessing risks associated with fixed income securities. This experience has equipped him with a deep understanding of the regulatory landscape and the challenges faced by financial institutions.