Seema Nayee
About Seema Nayee
Seema Nayee is an Associate Principal Risk Specialist at FINRA, where she has worked since 2020. She has a background in accounting and finance, holding a Bachelor of Science degree from Rutgers Business School, and has held various positions in the finance sector, including roles at Sumitomo Mitsui Banking Corporation, EY, and Grant Thornton LLP.
Work at FINRA
Seema Nayee has been employed at FINRA since 2017. She began her tenure as a Securities Compliance Examiner, a role she held for three years until 2020. In 2020, she transitioned to the position of Associate Principal Risk Specialist, where she continues to work. Her responsibilities in these roles involve overseeing compliance and risk management within the financial services sector, contributing to the organization's mission of investor protection and market integrity.
Previous Experience in Banking and Finance
Before joining FINRA, Seema Nayee gained experience in various financial roles. She worked at Sumitomo Mitsui Banking Corporation as an Accountant for seven months in 2015. Prior to that, she was a Financial Management Associate at EY from 2007 to 2010, where she focused on financial analysis and management. Additionally, she served as an Auditor at Grant Thornton LLP for one year from 2006 to 2007, providing her with a strong foundation in auditing and compliance.
Education and Expertise
Seema Nayee holds a Bachelor of Science (BS) degree in Accounting and Finance from Rutgers Business School. Her educational background provides her with a solid understanding of financial principles, accounting practices, and compliance regulations. This academic foundation supports her current role in risk management and compliance at FINRA.
Professional Background
Seema Nayee's professional background spans over a decade in the finance and compliance sectors. Her career began in auditing and progressed through various roles in financial management and compliance. This trajectory has equipped her with a comprehensive understanding of the financial industry, regulatory requirements, and risk assessment practices.