Stephanie Ascolese, Cams
About Stephanie Ascolese, Cams
Stephanie Ascolese serves as a Principal Risk Monitoring Analyst at the Financial Industry Regulatory Authority, where she has worked since 2012. She holds a Bachelor of Science in Business Administration-Finance from SUNY New Paltz and an Associate's degree from Rockland Community College.
Current Role at FINRA
Stephanie Ascolese serves as a Principal Risk Monitoring Analyst at the Financial Industry Regulatory Authority (FINRA). She has held this position since 2012, contributing to risk assessment and monitoring within the organization. Her role involves analyzing compliance and regulatory issues to ensure that financial institutions adhere to industry standards. Ascolese operates within the New York City Metropolitan Area, where she applies her expertise to enhance risk management practices.
Previous Experience at FINRA
Prior to her current role, Stephanie Ascolese worked at FINRA as an Associate Principal Examiner from 2008 to 2012. During her four years in this position, she focused on examining and evaluating the compliance of financial firms with regulatory requirements. This experience provided her with a solid foundation in regulatory oversight and compliance within the financial industry.
Professional Background at UBS
Before her tenure at FINRA, Stephanie Ascolese held multiple positions at UBS. She worked as a Senior Compliance Analyst from 2005 to 2008, where she was responsible for ensuring compliance with financial regulations. Additionally, she served as a Senior Examiner from 2003 to 2005, focusing on the examination of compliance issues within the firm. Her experience at UBS contributed to her understanding of the financial services sector and regulatory frameworks.
Education and Qualifications
Stephanie Ascolese completed her Associate's degree at Rockland Community College from 1996 to 1998. She furthered her education at SUNY New Paltz, where she earned a Bachelor of Science (B.S.) in Business Administration with a focus on Finance. This educational background has equipped her with the necessary skills and knowledge to excel in her roles within the financial industry.