Stephanie Fischer Bennett
About Stephanie Fischer Bennett
Stephanie Fischer Bennett is a Senior Director at FINRA, where she has worked since 2024. She holds a JD from DePaul University and has extensive experience in regulatory roles at the U.S. Securities and Exchange Commission and other financial institutions.
Current Role at FINRA
Stephanie Fischer Bennett serves as Senior Director at FINRA, a position she has held since 2024. In this role, she is responsible for overseeing various compliance and regulatory initiatives within the organization. Her extensive background in securities regulation and compliance positions her to contribute effectively to FINRA's mission of protecting investors and ensuring market integrity.
Previous Experience at U.S. Securities and Exchange Commission
Before joining FINRA, Stephanie Fischer Bennett worked at the U.S. Securities and Exchange Commission (SEC) from 2013 to 2024. During her tenure, she held the position of Regulatory Counsel, where she provided legal guidance on regulatory matters. Prior to this role, she served as a Supervisor at the SEC from 2021 to 2024, managing compliance efforts and regulatory oversight.
Background in Regulatory Compliance
Stephanie Fischer Bennett has a solid foundation in regulatory compliance, having worked as a Compliance Examiner at FINRA from 2011 to 2013. This experience allowed her to develop a keen understanding of compliance frameworks and regulatory requirements. Additionally, she served as a Regulatory Analyst at the Chicago Stock Exchange from 2009 to 2011, further enhancing her expertise in the field.
Educational Qualifications
Stephanie Fischer Bennett earned her Doctor of Law (JD) degree from DePaul University, where she studied from 2006 to 2009. Prior to her law degree, she obtained a Bachelor's degree in Rhetoric and Composition/Writing Studies from the University of Illinois Urbana-Champaign, completing her studies from 2002 to 2006. Her educational background equips her with strong analytical and communication skills relevant to her legal and regulatory roles.