Stephanie Moskowitz
About Stephanie Moskowitz
Stephanie Moskowitz is a Principal Examiner at FINRA, where she has worked since 2021. She has held various positions at FINRA since 2011, including roles as Associate Principal Examiner and Senior Surveillance Assistant.
Current Role at FINRA
Stephanie Moskowitz currently holds the position of Principal Examiner at FINRA, a role she has occupied since 2021. In this capacity, she is responsible for overseeing examinations and ensuring compliance with regulatory standards. Her experience in this role contributes to the organization's mission of protecting investors and maintaining market integrity.
Previous Positions at FINRA
Moskowitz has held several positions at FINRA since joining the organization. She served as Associate Principal Examiner from 2019 to 2021, and prior to that, she was a Senior Surveillance Assistant from 2012 to 2016. Additionally, she worked as a Senior Examiner from 2017 to 2019 and as an Examiner from 2016 to 2017. Her career at FINRA began with her role as a File Clerk from 2011 to 2012.
Education and Academic Background
Stephanie Moskowitz earned her Bachelor of Arts degree from Baruch College. This educational background has provided her with the foundational knowledge necessary for her career in regulatory examination and compliance within the financial services sector.