Stephanie Rutter, Cpa, Cida, Cfsa, Crma
About Stephanie Rutter, Cpa, Cida, Cfsa, Crma
Stephanie Rutter is a Director at FINRA, specializing in risk management since 2012. She holds multiple certifications and has extensive experience in the financial services industry, particularly in compliance and regulatory functions.
Work at FINRA
Stephanie Rutter has been a Director at FINRA since 2012, contributing to the organization for over a decade. In her role, she specializes in risk management, which is essential for ensuring compliance and regulatory functions within the organization. Prior to her current position, she served as Associate Director at FINRA from 2012 to 2019. Her extensive experience at FINRA underscores her commitment to the financial services industry.
Education and Expertise
Stephanie Rutter earned her Bachelor of Business Administration (B.B.A.) in Accounting from Loyola University Maryland. Her educational background provides a solid foundation for her career in finance and risk management. She holds several professional certifications, including CPA, CIDA, CFSA, and CRMA, which reflect her expertise in accounting, internal auditing, and risk management.
Background in Risk Management
Stephanie Rutter has a strong background in risk management, a critical area for overseeing compliance and regulatory functions at FINRA. Her experience in this field has been developed through her various roles in the financial services industry, including her previous position at Experis as a Risk Advisory from 2008 to 2012. This background equips her with the necessary skills to navigate complex financial regulations.
Experience in Financial Services
With a demonstrated history of working in the financial services industry, Stephanie Rutter possesses extensive experience that enhances her role at FINRA. Her strong skills in securities and mutual funds indicate a deep understanding of financial instruments and markets, which is vital for her responsibilities in risk management and compliance.