Stephen Polimine
About Stephen Polimine
Stephen Polimine serves as the Senior Regulatory Coordinator at the New York Stock Exchange and FINRA, a position he has held since 2008. He previously worked for 29 years at Bear Stearns as Associate Director of Regulatory Reporting.
Work at FINRA
Stephen Polimine has served as a Senior Regulatory Coordinator at the Financial Industry Regulatory Authority (FINRA) since 2008. In this role, he is responsible for overseeing regulatory compliance and ensuring that financial institutions adhere to established guidelines. His extensive experience in regulatory matters contributes to the effectiveness of FINRA's mission to protect investors and maintain market integrity.
Previous Experience at Bear Stearns
Before joining FINRA, Stephen Polimine worked at Bear Stearns for 29 years, where he held the position of Associate Director of Regulatory Reporting. His responsibilities included managing regulatory reporting processes and ensuring compliance with financial regulations. This long tenure provided him with significant expertise in the regulatory landscape of the financial industry.
Education and Expertise
Stephen Polimine studied at St. Francis Preparatory High School and later attended Brooklyn College, part of the City University of New York. His educational background has equipped him with the foundational knowledge necessary for his roles in regulatory coordination and compliance within the financial sector.