Susan Kole
About Susan Kole
Susan Kole is a Regulatory Analyst at the Financial Industry Regulatory Authority (FINRA) in Rockville, MD, where she has worked since 2008. She holds a Doctor of Law (JD) from the University of Wisconsin-Madison and a Bachelor of Arts (BA) from Tufts University.
Work at FINRA
Susan Kole has served as a Regulatory Analyst at the Financial Industry Regulatory Authority (FINRA) since 2008. With over 16 years of experience in this role, she is based in Rockville, Maryland. Her responsibilities include analyzing regulatory compliance and contributing to the development of policies that govern the financial industry. FINRA is a key organization in overseeing brokerage firms and exchange markets, and her work supports its mission to protect investors and maintain market integrity.
Education and Expertise
Susan Kole holds a Doctor of Law (JD) degree from the University of Wisconsin-Madison. Additionally, she earned a Bachelor of Arts (BA) from Tufts University. Her educational background provides her with a strong foundation in legal principles and regulatory frameworks, which are essential for her role as a Regulatory Analyst. This combination of degrees equips her with the analytical skills necessary to navigate complex regulatory environments.
Background
Susan Kole has a professional background focused on regulatory analysis within the financial sector. Her tenure at FINRA has allowed her to gain extensive knowledge of the regulatory landscape, particularly in the areas of compliance and market oversight. Her academic credentials further enhance her understanding of the legal aspects of financial regulation.