Susan Tibbs

Susan Tibbs

Senior Vice President, Market Regulation @ FINRA

About Susan Tibbs

Susan Tibbs serves as the Senior Vice President of Market Regulation at FINRA, a position she has held since 1996. She holds a Doctor of Law (JD) from Western Michigan University Cooley Law School and has also studied at The George Washington University.

Work at FINRA

Susan Tibbs has served as Senior Vice President of Market Regulation at FINRA since 1996. With 28 years of experience in this role, she is based in Rockville, MD. Her responsibilities include overseeing market regulation initiatives and ensuring compliance within the financial industry. Tibbs plays a key role in developing and implementing regulatory policies that promote fair and effective markets.

Education and Expertise

Susan Tibbs earned her Doctor of Law (JD) degree from Western Michigan University Cooley Law School. Additionally, she studied at The George Washington University Columbian College of Arts & Sciences. Her educational background provides her with a strong foundation in legal principles, which she applies in her regulatory work at FINRA.

Background

Susan Tibbs has a long-standing career in market regulation, beginning her tenure at FINRA in 1996. Her extensive experience in the financial regulatory environment has contributed to her expertise in market oversight and compliance. Tibbs has a comprehensive understanding of the legal and regulatory frameworks that govern financial markets.

Professional Experience

With nearly three decades of experience in the financial regulatory sector, Susan Tibbs has developed a deep understanding of market dynamics and regulatory challenges. Her role at FINRA involves significant leadership in market regulation, where she guides initiatives aimed at enhancing market integrity and protecting investors.

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